COMPLIANCE EXAMINER MANAGER
COMPLIANCE EXAMINER MANAGER Print (https:
//www.
governmentjobs.
com/careers/louisiana/jobs/newprint/4130598) Apply ? COMPLIANCE EXAMINER MANAGER Salary $5,119.
00 - $10,038.
00 Monthly Location Shreveport, LA Job Type Promotion Job Number OFI-180343-YK Department GOV-Office of Financial Institutions Opening Date 07/24/2023 Closing Date 7/29/2023 11:
59 PM Central
Description
Benefits
Questions Supplemental Information This position will be filled as a promotion of a permanent classified employee of the Office of Financial Institutions.
The Office of Financial Institutions has one Compliance Examiner Manager vacancy located in the Shreveport Office.
No Civil Service test score is required in order to be considered for this vacancy.
Applicants are strongly encouraged to provide a copy of their transcript prior to the closing date of this posting.
Transcripts can be attached to the application, faxed to (225) 925-4665, or emailed to email protected .
If faxing or emailing your transcripts, please indicate the Job Title and Job Number (Compliance Examiner Manager, OFI-180343-YK) to which you are applying.
Candidates may be required to submit official transcript(s) prior to being interviewed.
We must receive your official transcript directly from the university or their designated provider, such as e-Script or TranscriptsNetwork.
All prospective employees may be required to submit and pass a drug screening and complete a fingerprint criminal background check.
Resumes WILL NOT be accepted in lieu of completed education and experience sections on your application.
Applications may be rejected if incomplete.
Disqualification of application:
While we encourage all interested applicants to apply, please be aware that there are various reasons that your application may be disqualified from consideration including, but not limited to:
Failure to fully complete the education and work experience sections of the application (please note for the education section that the semester area refers to the number of credit HOURS and not the number of semesters you completed)
Submission of a resume and/or SF-10 application in lieu of the online application
Failure to list complete license information (If applicable to the job position)
Failure to submit an equivalency evaluation statement for an international degree by the closing of this announcement Louisiana is a State as a Model Employer for People with Disabilities.
For further information about this posting, please contact:
YaVonya Kelley, Human Resources Specialist email protected 225-922-0132 Qualifications MINIMUM
Qualifications:
A baccalaureate degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking, plus four years of professional level experience in accounting, auditing, banking, compliance management, digital assets, credit analysis, mortgage lending, insurance, financial auditing, financial examining or financial analysis, one year of which must have been at the supervisory level.
SUBSTITUTIONS FOR PROFESSIONAL LEVEL EXPERIENCE ONLY:
A masters degree in accounting, business administration, finance, management, economics, or statistics will substitute for one year of the required professional level experience.
A Certified Public Accountant (CPA) certificate, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE) certificate, or a Certified Internal Auditor (CIA) certificate will substitute for one year of the required professional level experience.
SUBSTITUTION FOR SUPERVISORY
Experience:
One year of experience in financial examining with a financial or insurance regulatory agency will substitute for the required supervisory experience.
SUBSTITUTION FOR DEGREE ONLY:
Six years of full-time work experience in any field may be substituted for the required baccalaureate degree (not the 24 hours of specialized coursework).
Candidates without a baccalaureate degree may combine work experience and college credit to substitute for the baccalaureate degree (not the 24 hours of specialized coursework) as follows:
A maximum of 120 semester hours may be combined with experience to substitute for the baccalaureate degree.
30 to 59 semester hours credit will substitute for one year of experience towards the baccalaureate degree.
60 to 89 semester hours credit will substitute for two years of experience towards the baccalaureate degree.
90 to 119 semester hours credit will substitute for three years of experience towards the baccalaureate degree.
120 or more semester hours credit will substitute for four years of experience towards the baccalaureate degree.
College credit earned without obtaining a baccalaureate degree may be substituted for a maximum of four years full-time work experience towards the baccalaureate degree.
Candidates with 120 or more semester hours of credit, but without a degree, must also have at least two years of full-time work experience to substitute for the baccalaureate degree.
SUBSTITUTION FOR THE TWENTY-FOUR HOURS OF SPECIALIZED COLLEGE COURSEWORK:
Professional level experience in regulatory examination with the Federal Deposit Insurance Corporation (FDIC), the Federal Reserve Bank (FRB), the Office of Comptroller of the Currency (OCC), the National Credit Union Administration (NCUA), or a state financial institutions regulatory agency responsible for the regulation of banks, thrifts, credit unions, or mortgage lenders will substitute for the twenty-four semester hours of specialized college coursework on the basis of six semester hours for one year of regulatory examination experience.
NOTE:
Any college hours or degree must be from an accredited college or university.
Job Concepts Function of Work:
To direct the review of examination reports; ensure compliance with charters and state and federal laws; examine the accounting systems and financial status; and ensure financial solvency and fair consumer practices.
Level of Work:
Manager.
Supervision Received:
Broad from Compliance Examiner Chief Examiner.
Supervision Exercised:
Direct over Compliance Examiners 1-4, equivalent level staff, and Compliance Examiner Assistant Manager.
Location of Work:
Primarily used by the Department of Insurance and Office of Financial Institutions (OFI).
Job Distinctions:
Differs from Compliance Examiner Deputy Chief by directing examinations for a region and by absence of responsibility for statewide operations.
Differs from the Compliance Examiner Assistant Manager by reporting relationship and management responsibility over a region.
Examples of Work EXAMPLES BELOW ARE A BRIEF SAMPLE OF COMMON DUTIES ASSOCIATED WITH THIS JOB TITLE.
NOT ALL POSSIBLE TASKS ARE INCLUDED.
Reviews various reports of examination submitted by compliance examiners to ensure the following:
valid conclusions are drawn regarding the overall condition and the safety and soundness of the institution; standard examination procedures are followed; report schedules are uniformly completed; and state and federal laws are appropriately cited and uniformly enforced.
Confers and corresponds with bankers, attorneys, CPAs, and the public on rules, regulations, and laws.
Plans, organizes, assigns, and directs the examinations to be conducted within the district; coordinates the work assignments of examiners; develops and schedules timetables for the completion of examinations.
Performs or delegates the responsibility for conducting periodic visitations, either formally or informally, with executive officers from institutions within the region to discuss and resolve problems, review enforcement actions, discuss economic conditions and trends, discuss how the institutions are going to adjust to these trends, and discuss other examinations or industry related issues.
Attends examination exit meetings with institutions' executive personnel and boards of directors to supervise the presentation of findings and recommendations by the examiner-in-charge.
Reviews accounting systems of the most complex, specialized, or problematic insurance companies to determine compliance with state law, regulations, directives, and guidelines.
Examines records of liabilities such as claims, dividends, premium deposits, taxes, or loans, and reviews stockholders' equity to determine accuracy of data in financial statements.
Louisiana State Government represents a wide variety of career options and offers an outstanding opportunity tomake a differencethrough public service.
With an array of career opportunities in every major metropolitan center and in many rural areas, state employment provides an outstanding option to begin or continue your career.
As a state employee, you will earn competitive pay, choose from a variety of benefits, and have access to a great professional development program:
Insurance Coverage More information can be found at https:
//info.
groupbenefits.
org/ Holidays and Leave State employees receive the following paid holidays each year:
New Year's Day
Martin Luther King, Jr.
Day,
Mardi Gras,
Good Friday,
Memorial Day,
Independence Day,
Labor Day,
Veteran's Day,
Thanksgiving Day and Christmas Day.
Additional holidays may be proclaimed by the Governor State employees earn sick and annual leave which can be accumulated and saved for future use.
Your accrual rate increases as your years of service increase.
Retirement State of Louisiana employees are eligible to participate in various retirement systems (based on the type of appointment and agency for which an employee works).
These retirement systems provide retirement allowances and other benefits for state officers and employees and their beneficiaries.
State retirement systems may include (but are not limited to):
Louisiana State Employees Retirement System (www.
lasersonline.
org).
LASERS has provided this video (https:
//lasersonline.
org/wp-content/uploads/2016/07/Your_Retirement_System.
mp4) to give you more detailed information about their system
Teacher's Retirement System of Louisiana (www.
trsl.
org),
Louisiana School Employees Retirement System (www.
lsers.
net), among others 01 Are you a permanent classified employee of the Office of Financial Institutions?
Yes
No 02 Do you have a baccalaureate degree with 9 semester hours in accounting?
Yes
No 03 If you indicated that you possess nine semester hours in accounting in the question above, please type the accredited institution where these hours were earned, qualifying course titles, and hours of credit.
If you answered 'no' please type 'N/A.
' (Ex.
ACCT 2001 Introductory Financial Accounting 3 hrs - LSU) NOTE:
Failure to list all specific courses may result in your application being considered incomplete.
04 Do you have an additional 15 semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking?
Yes
No 05 If you indicated that you possess an additional fifteen semester hours in one of the fields in the question above, please type the accredited institution where these hours were earned, qualifying course titles, and hours of credit.
If you answered 'no' please type 'N/A.
' (Ex.
ACCT 2001 Introductory Financial Accounting 3 hrs - LSU) NOTE:
Failure to list all specific courses may result in your application being considered incomplete.
06 If you do not have the 9 semester hours and the 15 semester hours referred to in Questions 1 and 2 above, respectively, do you have professional level experience in regulatory examination with the Federal Deposit Insurance Corporation (FDIC), the Federal Reserve Bank (FRB), the Office of Comptroller of the Currency (OCC), the National Credit Union Administration (NCUA), or a state financial institutions regulatory agency responsible for the regulation of banks, thrifts, credit unions, or mortgage lenders?
Yes
No 07 Do you have 4 years of professional level experience in accounting, auditing, banking, compliance management, digital assets, credit analysis, mortgage lending, insurance, financial auditing, financial examining or financial analysis?
Yes
No 08 Do you have 1 year of experience at the supervisory level or 1 year of experience in financial examining with a financial or insurance regulatory agency?
Yes
No 09 Are you able to travel? Note:
Travel could be single day, overnight, or extended duration, depending on assignment.
Yes
No Required Question Agency State of Louisiana Address For agency contact information, please refer to the supplemental information above.
Louisiana State Civil Service, Louisiana, 70802 Phone (866) 783-5462 Website http:
//agency.
governmentjobs.
com/louisiana/default.
cfm Apply Please verify your email addressVerify Email Recommended Skills Accounting Systems Administration Auditing Business Administration Certified Financial Examiner Certified Fraud Examination Estimated Salary: $20 to $28 per hour based on qualifications.
//www.
governmentjobs.
com/careers/louisiana/jobs/newprint/4130598) Apply ? COMPLIANCE EXAMINER MANAGER Salary $5,119.
00 - $10,038.
00 Monthly Location Shreveport, LA Job Type Promotion Job Number OFI-180343-YK Department GOV-Office of Financial Institutions Opening Date 07/24/2023 Closing Date 7/29/2023 11:
59 PM Central
Description
Benefits
Questions Supplemental Information This position will be filled as a promotion of a permanent classified employee of the Office of Financial Institutions.
The Office of Financial Institutions has one Compliance Examiner Manager vacancy located in the Shreveport Office.
No Civil Service test score is required in order to be considered for this vacancy.
Applicants are strongly encouraged to provide a copy of their transcript prior to the closing date of this posting.
Transcripts can be attached to the application, faxed to (225) 925-4665, or emailed to email protected .
If faxing or emailing your transcripts, please indicate the Job Title and Job Number (Compliance Examiner Manager, OFI-180343-YK) to which you are applying.
Candidates may be required to submit official transcript(s) prior to being interviewed.
We must receive your official transcript directly from the university or their designated provider, such as e-Script or TranscriptsNetwork.
All prospective employees may be required to submit and pass a drug screening and complete a fingerprint criminal background check.
Resumes WILL NOT be accepted in lieu of completed education and experience sections on your application.
Applications may be rejected if incomplete.
Disqualification of application:
While we encourage all interested applicants to apply, please be aware that there are various reasons that your application may be disqualified from consideration including, but not limited to:
Failure to fully complete the education and work experience sections of the application (please note for the education section that the semester area refers to the number of credit HOURS and not the number of semesters you completed)
Submission of a resume and/or SF-10 application in lieu of the online application
Failure to list complete license information (If applicable to the job position)
Failure to submit an equivalency evaluation statement for an international degree by the closing of this announcement Louisiana is a State as a Model Employer for People with Disabilities.
For further information about this posting, please contact:
YaVonya Kelley, Human Resources Specialist email protected 225-922-0132 Qualifications MINIMUM
Qualifications:
A baccalaureate degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking, plus four years of professional level experience in accounting, auditing, banking, compliance management, digital assets, credit analysis, mortgage lending, insurance, financial auditing, financial examining or financial analysis, one year of which must have been at the supervisory level.
SUBSTITUTIONS FOR PROFESSIONAL LEVEL EXPERIENCE ONLY:
A masters degree in accounting, business administration, finance, management, economics, or statistics will substitute for one year of the required professional level experience.
A Certified Public Accountant (CPA) certificate, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE) certificate, or a Certified Internal Auditor (CIA) certificate will substitute for one year of the required professional level experience.
SUBSTITUTION FOR SUPERVISORY
Experience:
One year of experience in financial examining with a financial or insurance regulatory agency will substitute for the required supervisory experience.
SUBSTITUTION FOR DEGREE ONLY:
Six years of full-time work experience in any field may be substituted for the required baccalaureate degree (not the 24 hours of specialized coursework).
Candidates without a baccalaureate degree may combine work experience and college credit to substitute for the baccalaureate degree (not the 24 hours of specialized coursework) as follows:
A maximum of 120 semester hours may be combined with experience to substitute for the baccalaureate degree.
30 to 59 semester hours credit will substitute for one year of experience towards the baccalaureate degree.
60 to 89 semester hours credit will substitute for two years of experience towards the baccalaureate degree.
90 to 119 semester hours credit will substitute for three years of experience towards the baccalaureate degree.
120 or more semester hours credit will substitute for four years of experience towards the baccalaureate degree.
College credit earned without obtaining a baccalaureate degree may be substituted for a maximum of four years full-time work experience towards the baccalaureate degree.
Candidates with 120 or more semester hours of credit, but without a degree, must also have at least two years of full-time work experience to substitute for the baccalaureate degree.
SUBSTITUTION FOR THE TWENTY-FOUR HOURS OF SPECIALIZED COLLEGE COURSEWORK:
Professional level experience in regulatory examination with the Federal Deposit Insurance Corporation (FDIC), the Federal Reserve Bank (FRB), the Office of Comptroller of the Currency (OCC), the National Credit Union Administration (NCUA), or a state financial institutions regulatory agency responsible for the regulation of banks, thrifts, credit unions, or mortgage lenders will substitute for the twenty-four semester hours of specialized college coursework on the basis of six semester hours for one year of regulatory examination experience.
NOTE:
Any college hours or degree must be from an accredited college or university.
Job Concepts Function of Work:
To direct the review of examination reports; ensure compliance with charters and state and federal laws; examine the accounting systems and financial status; and ensure financial solvency and fair consumer practices.
Level of Work:
Manager.
Supervision Received:
Broad from Compliance Examiner Chief Examiner.
Supervision Exercised:
Direct over Compliance Examiners 1-4, equivalent level staff, and Compliance Examiner Assistant Manager.
Location of Work:
Primarily used by the Department of Insurance and Office of Financial Institutions (OFI).
Job Distinctions:
Differs from Compliance Examiner Deputy Chief by directing examinations for a region and by absence of responsibility for statewide operations.
Differs from the Compliance Examiner Assistant Manager by reporting relationship and management responsibility over a region.
Examples of Work EXAMPLES BELOW ARE A BRIEF SAMPLE OF COMMON DUTIES ASSOCIATED WITH THIS JOB TITLE.
NOT ALL POSSIBLE TASKS ARE INCLUDED.
Reviews various reports of examination submitted by compliance examiners to ensure the following:
valid conclusions are drawn regarding the overall condition and the safety and soundness of the institution; standard examination procedures are followed; report schedules are uniformly completed; and state and federal laws are appropriately cited and uniformly enforced.
Confers and corresponds with bankers, attorneys, CPAs, and the public on rules, regulations, and laws.
Plans, organizes, assigns, and directs the examinations to be conducted within the district; coordinates the work assignments of examiners; develops and schedules timetables for the completion of examinations.
Performs or delegates the responsibility for conducting periodic visitations, either formally or informally, with executive officers from institutions within the region to discuss and resolve problems, review enforcement actions, discuss economic conditions and trends, discuss how the institutions are going to adjust to these trends, and discuss other examinations or industry related issues.
Attends examination exit meetings with institutions' executive personnel and boards of directors to supervise the presentation of findings and recommendations by the examiner-in-charge.
Reviews accounting systems of the most complex, specialized, or problematic insurance companies to determine compliance with state law, regulations, directives, and guidelines.
Examines records of liabilities such as claims, dividends, premium deposits, taxes, or loans, and reviews stockholders' equity to determine accuracy of data in financial statements.
Louisiana State Government represents a wide variety of career options and offers an outstanding opportunity tomake a differencethrough public service.
With an array of career opportunities in every major metropolitan center and in many rural areas, state employment provides an outstanding option to begin or continue your career.
As a state employee, you will earn competitive pay, choose from a variety of benefits, and have access to a great professional development program:
Insurance Coverage More information can be found at https:
//info.
groupbenefits.
org/ Holidays and Leave State employees receive the following paid holidays each year:
New Year's Day
Martin Luther King, Jr.
Day,
Mardi Gras,
Good Friday,
Memorial Day,
Independence Day,
Labor Day,
Veteran's Day,
Thanksgiving Day and Christmas Day.
Additional holidays may be proclaimed by the Governor State employees earn sick and annual leave which can be accumulated and saved for future use.
Your accrual rate increases as your years of service increase.
Retirement State of Louisiana employees are eligible to participate in various retirement systems (based on the type of appointment and agency for which an employee works).
These retirement systems provide retirement allowances and other benefits for state officers and employees and their beneficiaries.
State retirement systems may include (but are not limited to):
Louisiana State Employees Retirement System (www.
lasersonline.
org).
LASERS has provided this video (https:
//lasersonline.
org/wp-content/uploads/2016/07/Your_Retirement_System.
mp4) to give you more detailed information about their system
Teacher's Retirement System of Louisiana (www.
trsl.
org),
Louisiana School Employees Retirement System (www.
lsers.
net), among others 01 Are you a permanent classified employee of the Office of Financial Institutions?
Yes
No 02 Do you have a baccalaureate degree with 9 semester hours in accounting?
Yes
No 03 If you indicated that you possess nine semester hours in accounting in the question above, please type the accredited institution where these hours were earned, qualifying course titles, and hours of credit.
If you answered 'no' please type 'N/A.
' (Ex.
ACCT 2001 Introductory Financial Accounting 3 hrs - LSU) NOTE:
Failure to list all specific courses may result in your application being considered incomplete.
04 Do you have an additional 15 semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking?
Yes
No 05 If you indicated that you possess an additional fifteen semester hours in one of the fields in the question above, please type the accredited institution where these hours were earned, qualifying course titles, and hours of credit.
If you answered 'no' please type 'N/A.
' (Ex.
ACCT 2001 Introductory Financial Accounting 3 hrs - LSU) NOTE:
Failure to list all specific courses may result in your application being considered incomplete.
06 If you do not have the 9 semester hours and the 15 semester hours referred to in Questions 1 and 2 above, respectively, do you have professional level experience in regulatory examination with the Federal Deposit Insurance Corporation (FDIC), the Federal Reserve Bank (FRB), the Office of Comptroller of the Currency (OCC), the National Credit Union Administration (NCUA), or a state financial institutions regulatory agency responsible for the regulation of banks, thrifts, credit unions, or mortgage lenders?
Yes
No 07 Do you have 4 years of professional level experience in accounting, auditing, banking, compliance management, digital assets, credit analysis, mortgage lending, insurance, financial auditing, financial examining or financial analysis?
Yes
No 08 Do you have 1 year of experience at the supervisory level or 1 year of experience in financial examining with a financial or insurance regulatory agency?
Yes
No 09 Are you able to travel? Note:
Travel could be single day, overnight, or extended duration, depending on assignment.
Yes
No Required Question Agency State of Louisiana Address For agency contact information, please refer to the supplemental information above.
Louisiana State Civil Service, Louisiana, 70802 Phone (866) 783-5462 Website http:
//agency.
governmentjobs.
com/louisiana/default.
cfm Apply Please verify your email addressVerify Email Recommended Skills Accounting Systems Administration Auditing Business Administration Certified Financial Examiner Certified Fraud Examination Estimated Salary: $20 to $28 per hour based on qualifications.
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